Notice of Privacy Practices

THIS NOTICE DESCRIBES HOW MEDICAL INFORMATION ABOUT YOU MAY BE USED AND DISCLOSED AND HOW YOU CAN GET ACCESS TO THIS INFORMATION.
PLEASE REVIEW IT CAREFULLY.

OUR RESPONSIBILITIES Commonwealth Orthopaedic Centers takes the privacy of your health information seriously. We are required by law to maintain that privacy and to provide you with this Notice of Privacy Practices. This Notice is provided to tell you about our duties and practices with respect to your information. We are required to abide by the terms of this Notice that is currently in effect.

HOW WE MAY USE AND DISCLOSE YOUR HEALTH INFORMATION The following categories describe different ways that we use and disclose your health information. For each category we explain what we mean and give some examples. Not every use or disclosure in a category will be listed. However, all of the ways we are permitted to use and disclose information will fall within one of the categories.

• For Treatment We may use health information about you to provide you with treatment, health care or other related services. We may disclose your health information to doctors, nurses, aids, technicians or other employees who are involved in taking care of you. Additionally, we may use or disclose your health information to manage or coordinate your treatment, health care or other related services. [We will send information to other healthcare providers in the event you will be referred to another provider during the course of your treatment.]
• For Payment We may use and disclose your health information to bill and collect for the treatment and services we provide to you. We may send your health information to an insurance company or other third party for the payment purposes including to a collection service. [In the event of a Workers Compensation claim, we may send information to your employer.]
• For Health Care Operations We may use and disclose your health information for health care operations. These uses and disclosures are necessary to run [Commonwealth Orthopaedic Centers], to make sure you receive competent, quality health care, and to maintain and improve the quality of health care we provide. We may also provide your health information to various governmental or accreditation entities to maintain our license and accreditation. [We will send charge and payment information to the United States Board of Labor as required by law.]
• As Required By Law We will disclose your health information when required to do so by federal, state or local law.
• For Public Health Purposes We may disclose your health information for public health activities. While there may be others, public health activities generally include the following:
• Preventing or controlling disease, injury or disability;
• Reporting births and deaths;
• Reporting defective medical devices or problems with medications;
• Notifying people of recalls of products they may be using; and
• Notifying a person who may have been exposed to a disease or may be at risk for contracting or spreading a disease or condition.
• About Victims of Abuse We may disclose your health information to notify the appropriate government authority if we believe an individual has been the victim of abuse, neglect or domestic violence. We will only make this disclosure if you agree or when required or authorized by law.
• Health Oversight Activities We may disclose your health information to a health oversight agency for activities authorized by law. These oversight activities might include audits, investigations, inspections, and licensure. These activities are necessary for the government to monitor the health care system, government benefit programs, and compliance with civil rights laws.
• Judicial Purposes We may disclose your health information in response to a court or administrative order. We may also disclose your health information in response to a subpoena, discovery request, or other lawful process by someone else involved in a dispute, but only if efforts have been made to tell you about the request, in which you were given an opportunity to object to the request, or to obtain an order protecting the information requested.
• Law Enforcement We may release health information if asked to do so by a law enforcement official, if such disclosure is:
• Required by law;
• In response to a court order, subpoena, warrant, summons or similar process;
• To identify or locate a suspect, fugitive, material witness, or missing person;
• About the victim of a crime if, under certain limited circumstances, we are unable to obtain the person's agreement;
• About a death we believe may be the result of criminal conduct;
• About criminal conduct at the Covered Entity; or
• In emergency circumstances to report a crime; the location of the crime or victims; or the identity, description or location of the person who committed the crime.
• Coroners, Medical Examiners and Funeral Directors In certain circumstances, we may disclose health information to a coroner or medical examiner. This may be necessary, for example, to identify a deceased person or determine the cause of death. We may also release health information about individuals to funeral directors as necessary to carry out their duties.
• Organ and Tissue Donation We may disclose your health information to organizations that handle organ procurement or organ, eye or tissue transplantation or to an organ donation bank, as necessary to facilitate organ or tissue donation and transplantation.
• Research Under certain circumstances, we may use and disclose health information about you for research purposes. For example, a research project may involve comparing the health and recovery of all individuals who received one medication to those who received another. All research projects, however, are subject to a special approval process. This process includes evaluating a proposed research project and its use of health information, trying to balance the research needs with your need for privacy of your health information. Before we use or disclose health information for research, the project will have been approved through this research approval process. Additionally, when it is necessary for research purposes and so long as the health information does not leave Commonwealth Orthopaedic Centers, we may disclose your health information to researchers preparing to conduct a research project, for example, to help the researchers look for individuals with specific health needs. Lastly, if certain criteria are met, we may disclose your health information to researchers after your death when it is necessary for research purposes.
• To Avert a Serious Threat to Health or Safety We may use and disclose your health information when we believe it is necessary to prevent a serious threat to your health and safety or the health and safety of the public or another person. Any disclosure, however, would only be to someone able to help prevent or lessen the threat or to law enforcement authorities in particular circumstances.
• Military and Veterans If you are a member of the armed forces, we may release your health information as required by military command authorities. We may also release health information about foreign military personnel to the appropriate foreign military authority.
  
  We may disclose to the Department of Veterans Affairs your health information upon your separation or discharge from military services for the purpose of a determination by the department of Veterans Affairs of your eligibility for or entitlement to certain benefits."
  
  A Covered Entity that is a component of the Department of Veterans Affairs should include the following: "We may use and disclose to components of the Department of Veterans Affairs health information about you to determine whether you are eligible for certain benefits."
• National Security and Intelligence Activities We may release your health information to authorized federal officials for lawful intelligence, counterintelligence, and other national security activities authorized by law.
• Protective Services for the President and Others We may disclose your health information to authorized federal officials so they may provide protection to the President, other authorized persons or foreign heads of state or for the conduct of special investigations.
• Custodial Situations If you are an inmate in a correctional institution and if the correctional institution or law enforcement authority makes certain representations to us, we may disclose your health information to a correctional institution or law enforcement official.
• Medical Suitability Determinations We may use your health information to make medical suitability determinations and we may disclose whether you are determined to be medically suitable to the officials of the Department of State who have a need to see such information for certain purposes."
• Workers' Compensation We may disclose your health information as authorized by and to the extent necessary to comply with workers' compensation laws or laws relating to similar programs.
• Treatment Alternatives, Appointment Reminders and Health-Related Benefits We may use and disclose your health information to tell you about or recommend possible treatment alternatives or health-related benefits or services that may be of interest to you. Additionally, we may use and disclose your health information to provide appointment reminders. If you do not wish us to contact you about treatment alternatives, health-related benefits or appointment reminders, you must notify us in writing, and state which of those activities you wish to be excluded from.
• Fundraising Activities We may use your health information to contact you in an effort to raise money for Commonwealth Orthopaedic Centers and its operations. We may disclose health information to a foundation related to Commonwealth Orthopaedic Centers so that the foundation may contact you to raise money for Commonwealth Orthopaedic Centers. In these cases, we would release only contact information, such as your name, address and phone number and the dates you were here. If you do not want us to contact you for fundraising efforts, you must notify in writing the person listed on the last page of this Notice.
• Facility Directory We may include certain limited information about you in our directory. This information may include your name, location in the Hospital, your general condition (e.g., fair, stable, etc.) and your religious affiliation. The directory information, except for your religious affiliation, may also be released to people who ask for you by name. Your religious affiliation may be given to a member of the clergy, such as a priest or minister, even if they do not ask for you by name. If you do not wish to be included in the facility directory please notify us at the time of admission.
• Individuals Involved In Your Care or Payment for Your Care We may release health information about you to a family member, other relative, or any other person identified by you who is involved in your health care. We may also give information to someone who helps pay for your care. We may also tell your family, friends, personal representative or other person responsible for your health care your condition and that you are at the Hospital.
• Third Parties We may disclose your health information to third parties with whom we contract to perform services on our behalf. If we disclose your information to these entities, we will have an agreement by them to safeguard your information.
• Communications Regarding Commonwealth Orthopaedic Centers' Programs or Products We may use and disclose your health information to make a communication to you to describe a health-related product or service of Commonwealth Orthopaedic Centers In addition, we may use or disclose your health information to tell you about products or services related to your treatment, case management or care coordination, or alternative treatments, therapies, providers or settings of care for you. We may occasionally tell you about another company's products or services, but will use or disclose your health information for such communications only if they occur in person with you. We may also use and disclose your health information to give you a promotional gift from us that is a minimal value.

Other Uses of Health Information Other uses and disclosures of health information not covered by this Notice or the laws that apply to us will be made only with your written authorization. If you provide us authorization to use or disclose your health information, you may revoke that authorization, in writing, at any time. If you revoke your authorization, we will no longer use or disclose health information about you for the reasons covered by your written authorization. You understand that we are unable to take back any disclosures we have already made under the authorization, and that we are required to retain our records of the care that we provided to you.

Your Rights Regarding Your Health Information You have the following rights regarding health information we maintain about you:

• Right to Request Restrictions You have the right to request a restriction or limitation on the health information we use or disclose about you for treatment, payment or health care operations. You also have the right to request a limit on the health information we disclose about you to someone who is involved in your care or the payment for your care.
  
  We are not required to agree to your request. If we do agree, we will comply with your request unless the information is needed to provide you emergency treatment.
  
  To request restrictions, you must make your request in writing to Privacy Officer at 560 South Loop Rd Edgewood, KY 41017. In your request, you must tell us (1) what information you want to limit; (2) whether you want to limit our use, disclosure or both; and (3) to whom you want the limits to apply.
• Right to Request Confidential Communications. You have the right to request that we communicate with you or your responsible party about your health care in an alternative way or at a certain location.
  
  To request confidential communications, you must make your request in writing to Privacy Officer at 560 South Loop Rd Edgewood, KY 41017. We will not ask you the reason for your request. We will accommodate all reasonable requests. Your request must specify how or where you wish to be contacted.
• Right to Amend You have the right to ask us to amend your health and/or billing information for as long as the information is kept by us.
  
  To request an amendment, your request must be made in writing and submitted to Privacy Officer at 560 South Loop Rd Edgewood, KY 41017. In addition, you must provide a reason that supports your request.
  
  We may deny your request for an amendment if it is not in writing or does not include a reason to support the request. In addition, we may deny your request if you ask us to amend information that:
• Was not created by us, unless the person or entity that created the information is no longer available to make the amendment;
• Is not part of the health information kept by us;
• Is not part of the information which you would be permitted to inspect and copy; or
• Is accurate and complete.
• Right to an Accounting of DisclosuresYou have the right to request a list of certain disclosures that we have made of your health information.
  
  To request this list of disclosures, you must submit your request in writing to Privacy Officer at 560 South Loop Rd Edgewood, KY 41017. Your request must state a time period which may not be longer than six years and may not include dates before April 14, 2003. Your request should indicate in what form you want the list (for example, on paper, electronically). The first list you request within a twelve-month period will be free. For additional lists, during such twelve-month period, we may charge you for the costs of providing the list. We will notify you of the cost involved and you may choose to withdraw or modify your request at that time before any costs are incurred.

Right to a Paper Copy of This Notice You have the right to a paper copy of this Notice. You may ask us to give you a copy of this Notice at any time. Even if you have agreed to receive this Notice electronically, you are still entitled to a paper copy of this Notice.

To obtain a paper copy of this Notice, contact Privacy Officer at 560 South Loop Rd Edgewood, KY 41017.

Who This Notice Applies To This Notice describes Commonwealth Orthopaedic Centers practices and those of:

• Any health care professional authorized to enter information into or consult your medical record.
• All departments and units of Commonwealth Orthopaedic Centers.
• Any member of a volunteer group we allow to help you.
• All employees, staff and other Commonwealth Orthopaedic Centers personnel.
• All these entities, sites and locations follow the terms of this Notice. In addition, these entities, sites and locations may share health information with each other for treatment, payment or operations purposes described in this Notice.

Changes To This Notice We reserve the right to change this Notice. We reserve the right to make the revised Notice effective for health information we already have about you as well as any information we receive in the future. We will post a copy of the current Notice in a clear and prominent location to which you have access. The Notice is also available to you upon request. The Notice will contain on the first page, in the top right-hand corner, the effective date. In addition, if we revise the Notice, we will offer you a copy of the current Notice in effect.

Complaints If you believe your privacy rights have been violated, you may file a complaint with Commonwealth Orthopaedic Centers or with the Secretary of the Department of Health and Human Services. To file a complaint with us, contact Privacy Officer, 859.301.2663. All complaints must be submitted in writing.

You will not be penalized for filing a complaint.

If you have any questions about this Notice, please contact:
Privacy Officer
560 South Loop Road
Edgewood, KY 41017